• Access to a wide array of investments that will generate income and diversify your portfolio

• Customized investment strategies

• Access to a team of sales traders that seek to provide you with best execution results.

• Help with complex needs that may require more sophisticated approaches, such as hedging a concentrated stock position.

Non-traditional investment vehicles that general include hedge funds, private equity funds, and real assets. They offer exposure to a broader range of markets and securities, including less liquid assets, and/or may employ investment strategies.

Equities

Equities represent an ownership interest in a publicly traded corporation or pooled investment vehicle and may offer growth potential that can help you meet longer-term goals. Includes common stock, exchange traded funds, cove-end funds, certain listed preferred stocks and American Depositary Receipts.

Exchange Traded Funds (EFTs)

An EFT is a type f pooled investment vehicle designed to track an index or can be actively managed. ETFs trade on an exchange like a stock throughout the trading day. EFTs can hold a diversified group of equities, fixed income, commodities, currencies, options, or a blend of assets.

Listed Options

Derivativ instruments based on underlying assets, such as stocks. An option contract offers the buyer the opportunity to buy or sell—depending on the typ of options contract they hold—the underlying asset.

Fixed Income Securities

Bonds issued by companies, governments, states, and municipalitie that represent the issuer’s promised to repay the bond face amount, with interest, within a set period of time. Examples of fixed income securities include U.S. treasury securities, securities issued by government agencies, corporate bonds, municipal debt securities, and certain preferred securities.

Mutal Funds

Funds that consist of a portfolio securities that seek to meet an identified objective, managed by a fun manager, with daily liquidity at the funds’ net asset value (NAV).

Unit Investment Trusts

Static portfolio of securities that is professionally selected by a manager that is constructed to implement a specific investment strategy with redemption at NAV available daily.

Concentrated Stock Solutions

Concentrated stock solutions include tax-efficient hedging, monetization, and diversification strategies that can help you manage the inherent risks of holding a large position of a single stock.

Risk Management Solutions

Risks management solutions include options overlay strategies, exchange funds and hedging strategies that may help you reduce portfolio volatility, diversify your holdings, or mitigate the impact of fluctuating exchange rates, interest rates and market conditions.

Closed-End Funds (CEFs)

CEFs are a type of registered investment company tat uses an asset manager to meet specific investment objectiv. CEFs are typically traded on an exchange, giving investors intra-day liquidity at market prices.

Brokered Certificates of Deposit (CDs)

Brokered CDs offered through a broker-dealer are a deposit intent issued by a bank or savings association that typically pays periodic interest at a fixed rate for a specified period of time.

Market Linked Investments (MLIs)

MLIs are debt instruments linked to the performance of an underlying market measure, like an index, with targeted risk and return characteristics.